Dedicated to the Private Pension System

1/2 Day Meeting

  • 17 Nov 2016
  • 7:30 AM - 1:30 PM
  • Top of the Tower, 1717 Arch St, Philadelphia, PA 19103

Registration


Registration is closed

7:30 a.m. Registration and Breakfast

8:00 a.m. – 10:00 a.m. Session with David Schultz, Relius

Retirement plan practitioners are facing significant changes ahead. Once again the IRS is proposing to change Form 5500, and the changes are much better than what was printed on the 2015 form (and ultimately dropped by the IRS). But they pale in comparison to the mammoth modifications the DOL is proposing for the 2019 Form 5500, as we anticipate the next generation of retirement plan reporting. The final fiduciary regulations will impact the way financial professionals market to and serve plan sponsors and participants, and the industry is still figuring out how to adjust. State-mandated IRA programs, retirement plan exchanges, and legislative proposals to encourage the use of MEPs will also bring changes and challenges to practitioners. David Schultz will walk us through these changes and review the shifting sands of retirement plan practice over the coming years.

10:00 – 10:15 a.m. Break

10:15 – 12:15 p.m. Session continues

12:15 – 12:45 p.m. Break / Lunch

12:45 – 1:15 p.m. Lunch speaker from Millennium Trust

Missing and Non-Responsive Participants: The Impact of Terminated Employees

Terminated employees who are missing or non-responsive can cost a plan thousands of dollars in administrative costs. Not only do these plan participants increase administrative costs but they slowly drain other resources and increase fiduciary responsibility. In this session, we will discuss the many issues that could arise from terminated employees who have been terminated and are non-responsive that are maintained within a retirement plan and automatic rollovers as a solution.

1:30 p.m. Conclusion

Seats are limited at this event. Please register early.

ABOUT OUR SPEAKERS

David Schultz, Relius (new speaker)

David Schultz is an attorney and educator with FIS' Relius in Atlanta, Georgia. David's over 18 years of experience in the industry includes service as an ERISA attorney, the manager of a TPA and recordkeeper, an investment advisor focused on qualified plans, and a fiduciary consultant. David is the current Chair for the Administrative Relations Subcommittee of the American Society for Pension Professionals and Actuaries' (ASPPA) Government Affairs Committee. David earned a BS with a major in Finance from the University of Florida and his Juris Doctor from Georgia State University. He is a member of the Georgia Bar Association.

David Turner, Millennium Trust

Drawing on his expertise in ERISA compliance, consulting, investment management sales, and participant education, David brings 25 years of financial services industry experience to the firm. He is responsible for developing business relationships with key retirement plan intermediaries including third party administrators, recordkeepers, banks, financial advisors, CPA firms and attorneys. He is also leading a special initiative to cultivate new relationships in the ESOP market.

Prior to joining Millennium Trust, he held various retirement-focused positions, including regional sales director at SEI Investments and internal consultant at American Airlines.

David holds a bachelor's degree in journalism and mass communications from Kansas State University. He received formal certification in ERISA-qualified plans from The Philadelphia Institute for Employee Benefits Training and has previously held the FINRA Series 7, 63 and 65 licenses.


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